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**** DISCLAIMER ****
The information contained
within the Grand Rounds Archive is intended for use by doctors and other
health care professionals. These documents were prepared by resident
physicians for presentation and discussion at a conference held at The
Baylor College of Medicine in Houston, Texas. No guarantees are made
with respect to accuracy or timeliness of this material. This material
should not be used as a basis for treatment decisions, and is not a
substitute for professional consultation and/or peer-reviewed medical
literature.
Herpes Zoster
Oticus
August 21, 1997
F. Christopher Holsinger, M.D.
History
Herpes zoster has been known
since antiquity. Herpes is derived from the Greek meaning to creep
and zoster sword belt or girdle. The Greeks called it zona
and for centuries thereafter the disease was thought of as a cutaneous
process. By the nineteenth century, physicians had begun to question
this understanding.
Bright (1831) and Henley
(1840) first suggested that herpes zoster represented a cutaneous manifestation
of a nerve disease involving the sensory portion of the spinal nerves.
Dr. von Barensprung (1861) demonstrated definitely at autopsy inflammatory
lesions at the posterior root ganglion in a patient with herpes zoster.
Numerous observers described
cases of herpetic eruption at the cephalic extremity due to herpetic
infections involving the various cranial nerve ganglia or the upper
cervical spinal root ganglia. Tryde gave the first description of cases
of herpes zoster associated with facial palsy in 1872.
Head and Campbell published
their landmark study in 1900. By correlating autopsy findings and careful,
detailed clinical descriptions, these investigators mapped the sensory
dermatomes defined by the dorsal root ganglia. Their work laid the foundation
for future work and focused the energy and interest of others in this
area.
Koerner, writing in the 1904,
coined the term herpes oticus designating a syndrome that
consists of the triad: blisters at the auricle, facial paralysis, and
inner ear disturbances.
In 1907, Dr. Hunt, chief
of Neurological Sciences at the Cornell University Medical Center, published
his hypothesis regarding the etiology of herpes zoster oticus. Rather
than presenting a new theoretic construct for disease, Dr. Hunts
theory advanced the work begun by Drs. Head and Campbell and accurately
classified herpes zoster of the head and neck. His paper represented
the capstone of nearly a century of medical research and debate in this
area. Hunt felt that herpetic eruption and associated symptoms (a viral
prodrome, severe otalgia, facial nerve dysfunction, vesicular eruption
involving the pinna, and occasionally vestibulocochlear symptoms), which
he was the first to describe together as part of a clinical syndrome,
were actually the result of, in his words, geniculate ganglionitis.
Hunt analyzed the sensory
innervation of the ear and described the zoster zone for
the geniculate ganglion as comprising a portion of the tympanic membrane,
the external auditory canal, the tragus, antitragus, concha, a part
of the helix, and a strip of the lobule. Here the typical herpetic lesions
of geniculate zoster are most commonly found. The geniculate zone of
the auricle is bounded anteriorly by the gasserian zone and posteriorly
by the cervical zone, with some overlapping. Hunt classified herpes
zoster at the cephalic extremity according to the sensory ganglion involved
and the site of the rash into the following groups: (1) geniculate herpes
zoster (herpes oticus), (2) gasserian herpes zoster (herpes facialis),
and (3) cervical herpes zoster (herpes occipito-collaris)
Hunt then further classified
the herpes zoster oticus syndrome according to severity of symptoms
and the degree of extension: (1) herpes zoster auricularis without neurological
signs, (2) herpes zoster oticus with facial palsy, (3) herpes zoster
oticus with facial palsy and mild acoustic symptoms (diminished hearing
and tinnitus), and (4) herpes zoster oticus with facial palsy and Ménières
syndrome complex (deafness, tinnitus, vertigo, nystagmus, nausea, and
vomiting). Ramsay Hunt described not so much a discrete clinical syndrome
but rather a spectrum of herpetic disease, involving the ear and cranial
nerves VII and VIII.
To support this classification
scheme, he postulated that the major site of the pathologic lesion in
herpes zoster oticus was the geniculate ganglion of the facial nerve.
Increased pressure of the swollen ganglion on the facial nerve resulted
in facial palsy. He further postulated that the etiology of the Ménières
syndrome complex was either the simultaneous infection of the adjacent
ganglions of the eighth nerve or the extension of the inflammatory process
from the facial to the auditory nerve by means of nerve fibers that
communicate between the two. He believed that this clinical syndrome
represented geniculate ganglionitis. Unfortunately, he was
not able to provide evidence for his theory. With histopathologic studies
of autopsy speciments, subsequent investigators demonstrated little,
if any, ganglion involvement.
Denny-Brown and his colleagues
in 1944 were the first to challenge Hunts theory. They examined
histopathologic specimens from a patient with auricular and occipital
herpes zoster and facial palsy. At autopsy, they found no changes in
the geniculate ganglion, but were able to demonstrate other significant
findings: a necrotizing ganglionitis of the second cervical ganglion
and a patchy motor neuritis of the facial nerve. They concluded the
evidence for geniculate ganglionitis in the Ramsay Hunt syndrome is
invalid.
In time, virology research
further clarified these questions. Tissue culture studies published
by Drs. Weller and Coons in 1954 confirmed the theory that the virus
that causes varicella and herpes zoster is one in the same. In 1965,
Hope-Simpsons novel hypothesis unified thinking on herpes zoster
and has laid the foundation for our current understanding. He suggested
that the varicella virus lies dormant in the sensory ganglion after
the initial infection. In a patient with low circulating antibodies,
the virus would reactivate and infection would then manifest itself
as herpes zoster, anywhere along the distribution supplied by that particular
ganglion. Indeed, the facial nerve may be affected at any site from
the brainstem to the periphery by the herpes virus. What is still not
known is what activates the virus after it has lain dormant for so long.
In 1967, Blackley presented
histologic evidence to support this emerging notion. He found extensive
lymphocytic infiltration along the course of the facial nerve, as well
as divisions of the VIII cranial nerve including vestibular and cochlear
ganglia. Massive lymphocytic infiltration of the right facial nerve
was seen. In addition, there was collapse and disruption of Reissners
membrane, an increase of round cells in the stria vascularis, and destruction
of the organ of Corti near the apical turn. Broad perivascular cuffing
of several vessels is seen and marked atrophy of spiral neurones.
Epidemiology
A Mayo clinic study estimated
the annual incidence of herpes zoster, regardless of site, as 130 cases
per 100,000. The attack rate increased dramatically over the age of
60, and 10% this population had identifiable risk factors for decreased
cell-mediated immunity including carcinoma, trauma, radiation therapy,
or chemotherapy. The increased incidence in the elderly population is
explained by a decrease in cellular immune response to varicella-zoster
virus with age.
Adour reported the incidence
as 5 per 100,000 a year, or one case every 52 minutes. These age-adjusted
incidence figures for VZV cranial neuritis with facial paralysis parallel
those Hope-Simpson estimated for VZV in the general population in 1965.
These figures compare with those for Bells palsy: 20 per 100,000
per year. Few studies outside J.R. Hunts own assess the incidence
of herpes zoster oticus in the population.
Microbiology: The Herpesvirus
family
Members of the family herpesviridae
are found in a wide range of host systems. To date, at least seven different
species are known to infect man, including herpes simplex virus (HSV);
cytomegalovirus (CMV), Epstein Barr virus (EBV), and varicella zoster
(VZV).
Nomenclature is critical.
It is important to distinguish VZV as a member of the greater family
of herpes viruses. But it is distinct from herpes simplex. This is a
common point of confusion.
The varicella-zoster virus
(VZV) belongs to the herpes family. It is a double-stranded DNA virus
that causes chicken pox (varicella) and zoster infections. Again what
distinguishes Varicella from Zoster is the time of presentation. Reactivation
of virus stored in sensory ganglia from previous varicella infection
results in zoster.
Herpes viruses have an envelope
surrounding an icosahedral capsid, approximately 100nm in diameter,
which contains the dsDNA genome. When the envelope breaks and collapses
away from the capsid, negatively stained virions have a typical "fried-egg"
appearance.
Work Up and Evaluation
A thorough history and physical
examination, a fundamental axiom in medicine, is the most crucial element
of the work-up. Diagnosis still hinges on the clinical findings described
in Hunt's classification scheme.
Clinical Presentation
Frequently, the first symptom
is a deep, burning pain in the region of the ear. This is shortly followed
in 1 to 4 days by a vesicular eruption of the EAC and concha, or, less
frequently, of the face, neck, trunk, palate or fauces. The distribution
of the vesicles depends on which sensory afferent fibers are involved
by the viral eruption, but all the fibers may be involved, including
cranial nerves V, IX, X and the cervical plexus arising from cervical
roots II, III, IV. Cranial nerves VII and VIII are almost always both
involved. During the acute illness, a varicelliform rash often accompanies
the painful vesicular eruption. Facial nerve paralysis, vertigo, and
hearing loss are commonly seen.
Natural History
The natural history of herpes
zoster oticus differs from that of Bells palsy in several ways,
perhaps reflecting the difference in the behavior of herpes simplex
type I and VZV. Bells palsy recurs in 10% -12% of cases, but herpes
zoster oticus rarely recurs. In addition, the acute phase of the infection,
as measured by electrical response and progression, peaks in 5 to 10
days with Bells palsy, whereas herpes zoster oticus peaks in days
10 to 14. Finally, 84% of individuals with Bells palsy have a
satisfactory recovery of function, but only 60% of patients with herpes
zoster oticus recover function.
Crabtree (1968) was among
the first to suggest that complete facial nerve recovery is less likely
following herpes zoster oticus than in other cases of idiopathic facial
palsydespite treatment with high-dose steroids. Ten percent of
patients with total facial nerve paralysis and 66 percent of those with
partial paralysis recover completely. Recovery is better in those cases
in which vesicles appear prior to nerve paralysis. Two percent of patients
over age 50 will have severe, while nine percent will have moderate,
post herpetic neuralgia.
The timing of the appearance
of the vesicular eruption may have prognostic significance. In most
cases, eruption and paralysis occur simultaneously. In approximately
25% of cases, the eruption precedes the paralysis, and the likelihood
of recovery is higher in this group (Devriese and Moesker, 1988).
Diagnosis
The Tzanck prep, which is
useful with herpes zoster, located on the truck in more peripheral nerve
distribution areas, required toluidine blue staining a scraping from
the blister. Occasionally, these blisters are located medially in the
ear canal, andl are quite small. So, often it is difficult to obtain
adequate specimens for the prep. A positive prep demonstrates multinucleated
giant cells. Vesicular fluid, when present, can be cultured with human
diploid fibroblasts and after 3-5 days multinucleated giant cells within
the fibroblast population can confirm clinical diagnosis. These studies,
however, require five days or more to produce results. Laboratory confirmation
of the diagnosis is based on increasing antibody titers in repeated
complement fixation tests. Immunofluorescence of varicella antigen obtained
from exfoliated cells from lesions can provide a more expedient verification
of clinical suspicion. Often, diagnosis rests alone on the clinical
criteria, defined by Dr. Hunt
Diagnosis: Immunological
Evaluation
Clinical diagnosis can be
confirmed by either viral culture or fluorescence antibody testing using
VZV identification reagent (Fluorescein isothiocyanate-conjugated monoclonal
anti-VZV; Ortho Diagnostic Systems).
Hadar and colleagues from
the Tel-Aviv University Medical Centers designed and tested VZV-specific
IgG and IgA antibody titers in serial serum samples of 23 patients with
Ramsay Hunt using immunoperoxidase assay. They demonstrated that all
patients had VZV-specific IgG antibodies, but IgA can be a useful marker
in confirming early diagnosis of the disease.
The mechanism of reactivation
of VZV in herpes zoster oticus has not been clarified. Although the
mechanism involved in general herpes zoster is also unclear, deterioration
of cell-mediated immunity is thought to play a specific role as the
trigger in reactivating the virus. The term "cellular
immunity" colloquially refers to the T cell system. In fact, cell-mediated
immunity is initiated by lymphokines produced by activated CD4+ T cells,
activate macrophages and the precursors of CD8+ cytotoxic T cells. These
effector cells then cause cell-mediated immune responses such as delayed-
types hypersensitivity and cell-mediated cytotoxicity.
Nucleic acid hybridization
and more recently polymerase chain reaction technology have confirmed
VZV latency in human sensory dorsal root ganglia.
Diagnosis: Audiological
Evaluation
In 1976, Byl and Adour were
the first to thoroughly review the auditory symptoms and audiological
data associated with herpes zoster oticus. They compared auditory symptoms
in patients with Bells palsy and herpes zoster oticus. of
1080 patients with idiopathic facial paralysis, 29% of patients had
auditory symptoms, while 37% of 172 patients with HZO had these symptoms.
In their series of 1252 patients, 377 patients with facial paralysis
had auditory symptoms. However, in only 11 of these 377 patients were
abnormal cause-related sensorineural hearing loss documented with audiological
testing. All of these patients had been diagnosed with HZO. These authors
were the first to recommend a diagnosis in patients with idiopathic
facial nerve paralysis and hearing losseven when the characteristic
vesicular eruption was absent. In their series, when recovery of auditory
function occurs, a high-frequency sensorineural loss may persist, except
in younger patients. Factors that appeared favorable for the recovery
of hearing include not being older than 64 years, a mild initial hearing
loss, a cochlear pattern of hearing loss, and absence of vertigo.
Wayman et al in 1990 retrospectively
reviewed the audiological manifestations of herpes zoster oticus in
186 patients. In their study, active herpes zoster infection was confirmed
by a four-fold increase between acute and convalescent complement fixation
serum titres of VZV. Audiograms were performed on 152 patients, 82%,
not all of whom had auditory symptoms at the time. Seven of these underwent
more extensive evaluation to determine a cochlear or retrocochlear pattern
of hearing loss. Patients with a demonstrated cause-related hearing
loss were treated with oral prednisone, 60mg/day for six days, then
gradually tapered. Of the 152 initial audiograms, 93 or 61% were normal,
29 or 19% were cause-related abnormal, and 30 or 20% were unrelated
abnormal examinations. This final group was excluded from their analysis.
Vertigo was documented in 8 of 29 of the cause-related hearing loss
patients and in only 5 of 93 (5%) of normal hearing patients [p=0.002].
Vertigo was more likely with increased severity of hearing loss in the
isolated high-frequency hearing loss group. Of the seven patients who
underwent more extensive audiological work-up, six had findings consistent
with cochlear pathology: elevated SISI, ABLB recruitment pattern, type
II Bekesy tracing, with no evidence of tone delay. The seventh patient
had severe speech-frequency hearing loss with a speech discrimination
score of 18%, type IV Bekesy tracing, evidence of tone delay, and grossly
abnormal brainstem evoked response with marked delay or wave V latency,
all suggestive of retrocochlear hearing loss. No correlation was demonstrated
between severity of facial paralysis and presence of any hearing loss.
The incidence of incomplete paralysis was 68% in the normal hearing
and 62% in the cause-related abnormal hearing group. Extrapolating their
clinical data to the previous histopathologic findings, especially of
Blackley et al., these investigators suggested that a cochlear pattern
represents inflammation confined to the cochlea while the retrocochlear
pattern represents a more profound change involving the entire nerve.
Diagnosis: Radiological
Evaluation
Magnetic resonance imaging
has added a new dimension to the research of herpes zoster oticus and
confirmed the histopathologic findings of early investigators. Images
are taken with and without the paramagnetic agent Gadolinium as a contrast
medium. Gadolinium does not normally cross the blood-brain barrier but
this barrier is broken down in the presence of inflammation or edema.
This results in increased signal density and enhancement in these areas.
Another reason suggested for abnormal enhancement in these situations
is venous congestion in the epineurium and perineurium. There is little
dispute that the facial nerve enhances on MRI in the majority of patients
with acute facial palsy, but the role of MRI in differential diagnosis
and prognostic determination is not entirely clear. The majority of
published studies refer to MRI of the facial nerve in idiopathic Bells
facial palsy. It has been shown that even the normal facial nerve shows
some mild to moderate enhancement of the geniculate ganglion and the
tympanic-mastoid segment. Nearly twenty studies of the use of MRI in
evaluation have been published. All the papers reported enhancement
of the facial nerve on MRI scanning in the majority of patients with
facial palsy but only three papers suggested that the degree of enhancement
or the anatomical level of the facial nerve enhancement had any prognostic
significance. Brugel et al (1993) concluded that moderate enhancement
in the geniculate ganglion as well as in the labyrinthine segment correlated
with a good prognosis with respect to restoration of facial movement
while an increased enhancement correlated with poor prognosis. Yanagida
et al in 1993 noted that in subjects with Ramsay Hunt syndrome who experience
internal auditory symptoms such as vertigo and tinnitus, enhancement
was not only in the facial nerve but also in the vestibular and cochlear
nerves.
Treatment: Medical Management
Introduced in 1977, the antiviral
agent acyclovir has dramatically improved the treatment of herpesviridae
infections. In the treatment of herpes zoster oticus, acyclovir therapy
can be expected to produce House-Brackmann grade I-III recovery in most
cases. Consequently, the success of antiviral therapy has greatly diminished
enthusiasm for surgical decompression in cases of herpes zoster oticus
with facial nerve paralysis.
Acyclovir remains the most
widely prescribed and clinically effective antiviral drug available.
It is 9-(2-hydroxy-methyl) guanine and a selective inhibitor of the
replication of varicella-zoster and both herpes simplex types 1 and
2. It is converted by virus-encoded thymidine kinase to its monophosphate
derivative, an event that does not occur to any substantial extent in
uninfected cells. Subsequent disphosphorylation and triphosphorylation
are then catalyzed by cellular enzymes resulting in acyclovir triphosphate
concentrations that are 40 to 100 times higher in VZV-infected cells
than uninfected cells. Acyclovir triphosphate inhibits viral DNA synthesis
by competing with deoxyguanosine triphosphate as a substrate for viral
DNA polymerase. Because acyclovir triphosphate lacks the 3-hydroxyl
group required to elongate the DNA chain, the synthesis of viral DNA
is terminated. Furthermore, the viral DNA polymerase is tightly associated
with the terminated DNA chain and is functionally inactivated. Viral
polymerase has greater affinity for acyclovir triphosphate than does
cellular DNA polymerase, resulting in little incorporation of acyclovir
into cellular DNA. In vitro, acyclovir is most active against HSV-1,
HSV-2, and VZV (average median effective concentrations 0.04, 0.10,
and 0.50 µg per mL respectively.) Higher concentrations are required
to inhibit replication of the Epstein Barr virus. Cytomegalovirus, which
lacks a virus-specific thymidine kinase, is resistant.
Absorption from the GI tract
is only 15% - 25% of the ingested dose. In addition, the blood-brain
barrier results in a 50% reduction of circulating acyclovir into cerebrospinal
fluid. Thymidine kinase found in VZV has diminished affinity for acyclovir
than TK found in HSV. For these reasons, the oral dose is more substantial
than the recommended dose for herpes simplex.
A recent randomized prospective
clinical study in the NEJM compared 7-day treatment of acyclovir to
two other treatment arms: 21-day course of acyclovir with and without
prednisone. Neither additional treatment reduced the frequency of post-herpetic
neuralgia.
HSV can develop resistance
to acyclovir through mutations in the viral gene encoding thymidine
kinase, through the generation of thymidine-kinase deficient mutants
or through the selection of mutants possessing a thymidine kinase that
is unable to phosphorylate acyclovir.
Acyclovir-resistant isolates
of VZV have been identified much less frequently than acyclovir-resistant
HSV, but they have recently been recovered from bone-marrow transplant
patients and AIDS patients. The acyclovir-resistant isolates all had
altered or absent thymidine kinase function but remained susceptible
to vidarabine and foscarnet. Acyclovir therapy has been associated with
very few adverse effects. Renal dysfunction has been reported, especially
in patients given large doses of acyclovir by rapid intravenous infusion.
This appears to be an uncommon finding and usually reversible. Administering
the drug in a slow infusion and ensuring adequate hydration can minimize
the risk of administering acyclovir. On the other hand, oral acyclovir
even at doses of 800mg five times daily has not been associated with
renal dysfunction.
Several limited retrospective
studies have been done to examine specifically the role of acyclovir
in herpes zoster oticus.
Hall and Kerr from the Royal
Victoria Hospital in Belfast reported in a 1985 edition of the Lancet
the first use of acyclovir for herpes zoster oticus. They treated seven
patients with HZO with a parenteral dose of 5 mg/kg three times per
day. Within 3 days these investigators noted a striking improvement
in the toxemia associated with this condition. Of the six patients who
had total facial paralysis, four recovered completely, one partially
recovered, and one patient had no recovery.
Stafford and Welch reported
a year later from Newcastle upon Tyne another small series of only 5
patients. Each patient received intravenous administration of acyclovir
(5mg/kg) TID for a minimum of three days, followed by a two-week course
of oral acyclovir. High-dose oral steroids (20mg PO QID in four cases;
10mg IVSS dexamethasone QID x 3 days) were prescribed for 5 days in
full dosage, tapered gradually over another week. Each patient made
a satisfactory recovery (4 patients with complete recovery
by six months; one with partial recovery).
Dickens et al published their
results in 1988. All patients received intravenous acyclovir 10mg/kg
every 8 hours over a 7-day hospitalization period. Five of seven patients
showed some return of facial function at the time of discharge. Their
study suggests that prognosis depends on immediate initiation of therapy,
and that multiple cranial nerve involvement did not appear to be a negative
prognostic indicator.
Newer antiviral agents are
available now for the treatment of herpes zoster. Valaciclovir and Famciclovir
are both available in oral preparations and in more convenient thrice-daily
dosing regimen.
Valaciclovir is the l-valine
ester of acyclovir and essentially an acyclovir prodrug. It is rapidly
and almost completely converted to acyclovir in vivo. Valaciclovir requires
less frequent dosing than acyclovir due to its superior bioavailability
over acyclovir. Acyclovir bioavailability is 35 times greater
when administered as valaciclovir compared to 800 mg oral doses of acyclovir.
Major adverse reactions include nausea (16%-19%), headache (11%-14%),
vomiting (4%-9%), diarrhea (4%-6%).
Famciclovir is an oral prodrug
for penciclovir and acts through a mechanism that is similar to that
of acyclovir. Recommended dose for herpes zoster is 500mg PO TID for
7 days. It also is reported to diminish post-herpetic neuralgias.
Oral steroids have been used
in zoster infections since the early 1950's. Some studies advocate the
use of steroids along with acyclovir to reduce the incidence of post
herpetic neuralgia and to enhance facial nerve recovery. Recovery of
labyrinthine dysfunction after pharmacological therapy is not delineated
in the current literature.
Case Presentation
A 62-year-old white male
presented for consultation to the VAMC OtolaryngologyHead and
Neck Surgery service. The patient reported a 3-day history of left facial
weakness, left otalgia, and left hearing loss. There was no vertigo,
nausea or vomiting, no recent otologic infection, and no recent trauma
to the head and neck. On physical examination, a vesicular eruption
was noted over the left concha and extending into the left external
auditory canal. Grade IV House-Brackmann facial nerve weakness was noted.
There was numbness and vesicular eruption along the V2 trigeminal nerve
distribution. No nystagmus was elicited. Cranial nerves I-VI, IX, X,
XI, XII were grossly intact. A diagnosis of herpes zoster oticus was
made. Treatment was begun with oral regimen of acyclovir 800mg five
doses per day. Oral prednisone (20mg PO TID) for 5 days was begun and
gradually tapered over the next week. The patient was instructed in
the use of artificial tears, lacrilube, and nightly application of a
left eyepatch. At 3-month follow-up, the vesicular eruption had completely
resolved and facial nerve function had returned to normal (House-Brackmann
Grade I). There was no post-herpetic neuralgia.
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